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Transaction Banking Head of Policy and Procedures Office, Vice President, Dallas

Goldman Sachs

Goldman Sachs

Dallas, TX, USA
Posted on Thursday, June 6, 2024

Job Description

HOW YOU WILL FULFILL YOUR POTENTIAL

As part of TxB’s global risk team, you will have a bird’s eye view of an exciting new business and the opportunity to work closely with TxB and GS leadership teams. You will have a view into all TxB products, new business initiatives, go-to-market strategies, client interactions, regulatory dynamic and the full spectrum of business risks and controls.

We are looking for someone with lots of energy that has excellent communication skills, enjoys product and engineering challenges, and can operate in a highly fluid, rapidly changing environment. If that’s you, we would like to hear from you!

Job Summary:

We are seeking a professional to join our First Line Risk and Control team, leading and supporting a Policies and Procedures Office for Transaction Banking (TxB). The Risk and Controls team within TxB is responsible for governance of the firmwide policy and procedure program. We are looking for a team member to help with creating, managing and governance of processes associated with the policy and procedure program. The role will require navigating and problem solving across multiple teams and stakeholders bearing in mind timelines and a senior audience.

Principal Responsibilities are to assist with the following:

  • Partner with first and second lines of defense to establish and maintain policies and procedure office for TxB; Advise, challenge and influence teams, as needed
  • Evaluate relevant regional and global regulatory requirements and mapping to risks, and coordinate efforts to ensure relevant policies and procedures are maintained
  • Execute Business Review exercise based on inputs from the New Activities process, strategic initiatives across the firm, evaluation of Risk Assessment related data, and new or changes to mandates
  • Coordinate end-to-end policy and procedure management for TxB, including reviews of lessons learned
  • Develop training materials as needed
  • Maintain governance program for TxB owned policies and procedures and participate in firmwide initiatives and working groups

Basic Qualifications:

  • Bachelor's degree required
  • Minimum of 10+ years of experience in Risk management in the financial services industry preferably in Wholesale Banking
  • Knowledge of general non-financial risk framework preferred
  • Experience with risk assessments and/or risk and control self-assessments is preferred
  • Strong project management skills
  • Detail-oriented and able to produce quality work product, even when working under tight timeframes
  • Comfortable being independent and a self-starter
  • Ability to decipher and navigate ambiguous situations with the aim of developing solutions
  • Ability to exercise strong judgment and decision-making in a collaborative consensus-driven environment
  • Analytical; capable of identifying and distilling relevant information quickly
  • Excellent oral and written communication skills
  • MS Office proficiency; advanced knowledge of PowerPoint and Excel