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Global Banking & Markets Operations - Regulatory Reporting - Associate - Bengaluru

Goldman Sachs

Goldman Sachs

Legal, Operations
Bengaluru, Karnataka, India
Posted on Thursday, June 6, 2024

Job Description


We make markets in and clear client transactions on major stock, options and futures exchanges worldwide. Through our global sales force, we maintain relationships with our clients, receiving orders and distributing investment research, trading ideas, market information and analysis.


Operations is a dynamic, multi-faceted segment that partners with all parts of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. In addition, Operations provides essential risk management and control to preserve and enhance the firm’s assets and its reputation. For every trade agreed, every new product launched, or market entered, every transaction completed, it is Operations that develops the processes and controls that makes business flow.


We’re looking for a professional individual who wants to apply their financial market knowledge and further develop their understanding in the fast-growing sector of regulatory reform. With the continued high rate of change in the regulatory reporting space, Regulatory Operations professionals have a mandate and platform to significantly impact their environment and the wider business.


Regulatory Operations has responsibility for position and trade reporting to key American, European and Asian exchanges and regulators. The Regulatory Operations Bangalore team’s mission is to support Regulatory Operations in the production of various trade and position reports within the Americas, Europe and Asia. The team plays an integral role in ensuring that the Firm meets its regulatory reporting obligations globally. The Team consists of talented and highly motivated individuals who are extensively involved in the preparation of the mandated reports, as well as the implementation of effective control processes, efficiency initiatives, BCP, and other Department initiatives.


We are looking for an Operations professional to work in the Regulatory Reporting team within Regulatory & Control Operations.

  • Develop expert knowledge in Regulatory requirements, processes and systems across global jurisdictions
  • Perform reconciliation and exception management as per the various Regulatory requirements
  • Investigate and remediate issues with these reports and develop control improvements
  • Contribute to strategic initiatives relating to these reports, for example strategic Technology developments
  • Improve current processes, procedures and reports including automation of manual processes
  • Define and produce comprehensive project documentation in support of strategic initiatives and change management including: business/functional requirement documents, process flow diagrams and comprehensive data analysis
  • Produce test scripts and co-ordinate / participate in testing activities with Operations and Technology
  • Work with Legal, Compliance, Technology, other Operations groups and various Business units to manage change programs and issue resolution for these reports
  • Act as a risk manager for the firm through ongoing assessment and awareness of the regulatory environment and the firm’s adherence to its reporting obligations


  • Communication skills – Strong written and verbal communication skills, be able to ask right questions and convey the right message
  • Problem Solving – be able to analyze the problem and produce potential solutions, will the required direction
  • Basic Knowledge/Experience in Regulatory Reporting – around technical terms, jargons used in the industry
  • Tools & Technique – such as SQL language to be able to self-serve & analyze
  • Risk mindset - Being detail-oriented and capable of delivering a high level of accuracy
  • Proficient in the use of MS Office products
  • Candidate must be proactive, enthusiastic and team oriented
  • Ability to learn quickly and adapt to new changes and new challenges


  • Strong Regulation Knowledge on CAT Reporting including Trade Life Cycle, JIRA instance navigation, Product expertise, etc.
  • Tools & Technique – aware of commonly used tools such as Kibana, DROIT, SQL [advanced]
  • Problem Solving – be able to analyze the problem independently and produce potential solutions, will limited oversight/direction
  • Communication skills – be able to drive discussion independently with stakeholders to address & resolve issues
  • Proven ability to organize and prioritize workload and drive results


At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html

© The Goldman Sachs Group, Inc., 2024. All rights reserved.

Goldman Sachs is an equal employment/affirmative action employer